Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Ronald Karcich is a financial professional with over 25 years of experience in the securities industry. He is currently registered with Cantor Fitzgerald & Co. in New York, NY. Gregory's previous experience includes roles at Credit Suisse Securities (USA) LLC and Bear, Stearns & Co. Inc., both in New York, NY. He holds a variety of securities licenses, including Series 3, 4, 7, 10, 24, 55, 57TO, and 63, as well as the SIE. Gregory is registered in multiple states and has a proven track record of success in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/18/2022 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NY
06/23/2008 - 08/16/2022
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
12/23/1997 - 06/27/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 03/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/06/2013
Series 4 - Registered Options Principal Examination
BC
Issued 02/11/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2009
Series 3 - National Commodity Futures Examination
BC
Issued 03/29/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/26/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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