Unclaimed
Gregory Roll is a registered representative with Wells Fargo Securities, LLC. Gregory has been in the financial services industry since 2008 and is licensed in 53 states, the District of Columbia, Puerto Rico and the Virgin Islands. Gregory holds Series 7, 79TO, and SIE licenses. The firm's main office is located in Miami, Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
05/01/2023 - Present
Wells Fargo Securities, LLC (MIAMI FL)
NY
02/12/2008 - 06/30/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 09/08/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/30/2022
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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