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Gregory Rocco Petralia

Cetera Investment Services LLC

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About Gregory Rocco Petralia

Gregory Petralia is a financial advisor with over 12 years of experience in the industry. Gregory is currently registered with Cetera Investment Services LLC and holds Series 3, 4, 7, 24, and 63 licenses, as well as the SIE exam. Gregory has been active in the financial industry since 2007 and has worked with E*TRADE SECURITIES LLC in the past. Cetera Investment Services LLC is a full-service brokerage firm headquartered in El Segundo, California. The firm offers a wide range of financial products and services, including investment advisory services, brokerage services, and retirement planning.

Firm Information

Gregory Petralia is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregory Petralia’s Registration & Firm History

MN

04/07/2021 - Present

Cetera Investment Services LLC (ST CLOUD MN)

GA

07/10/2007 - 11/07/2019

E*TRADE SECURITIES LLC (ALPHARETTA GA)

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Licenses & Designations

BC

Issued 06/13/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/23/2010

Series 4 - Registered Options Principal Examination

BC

Issued 12/07/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/23/2017

Series 3 - National Commodity Futures Examination

BC

Issued 05/23/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gregory Rocco Petralia.
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