Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Schaff is a financial advisor with over 35 years of experience in the financial industry. Gregory has been with Oppenheimer & Co. Inc. since 2006. Gregory's primary office is located in Leawood, KS. Prior to working with Oppenheimer & Co. Inc., Gregory was with Wachovia Securities, LLC., Prudential Securities Incorporated, George K. Baum & Company, Piper Jaffray Inc., Shearson Lehman Hutton Inc. and E. F. Hutton & Company Inc.. Gregory is a registered representative in 24 states and holds a Series 6, Series 7, Series 9, Series 10, Series 63, Series 65 and SIE licenses. Gregory specializes in providing portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
KS
05/17/2017 - Present
Oppenheimer & Co. Inc. (LEAWOOD KS)
KS
07/01/2003 - 10/02/2006
WACHOVIA SECURITIES, LLC (OVERLAND PARK KS)
NY
11/17/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MO
10/03/1995 - 11/14/2000
GEORGE K. BAUM & COMPANY (KANSAS CITY MO)
MN
08/26/1988 - 10/05/1995
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NA
04/11/1988 - 09/10/1988
SHEARSON LEHMAN HUTTON INC.
NA
07/07/1987 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
08/27/1986 - 07/31/1987
WADDELL & REED, INC.
IA
Issued 03/02/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/15/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/04/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/1987
Series 3 - National Commodity Futures Examination
BC
Issued 08/15/1987
Series 7 - General Securities Representative Examination
BC
Issued 08/26/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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