Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Robert Sain is a financial advisor with over 30 years of experience in the industry. Gregory is currently registered with Morgan Stanley. Gregory has a wide range of experience in the financial services industry. Gregory holds the Series 7 and Series 63 licenses and is a Registered Investment Advisor. Previously, Gregory has been registered with Stifel, Nicolaus & Company, Incorporated, Stone & Youngberg LLC, and Prudential-Bache Securities Inc. Gregory is committed to providing personalized financial advice to help clients meet their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
03/27/2022 - Present
Morgan Stanley (Beverly Hills CA)
CA
11/02/2011 - 03/28/2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED (LOS ANGELES CA)
CA
10/01/1991 - 11/02/2011
STONE & YOUNGBERG LLC (LOS ANGELES CA)
NY
10/24/1989 - 01/07/1991
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
CA
04/21/1987 - 11/07/1989
MUNICICORP OF CALIFORNIA (WOODLAND HILLS CA)
IA
Issued 07/01/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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