Unclaimed
Gregory Brackett is a financial advisor with Cetera Advisor Networks LLC, a firm with offices in Concord, Stockton, and Merced, California. Gregory has been in the financial services industry since 1997 and has a wide range of experience. Gregory is registered to provide financial advice in 32 states. Gregory holds the Series 6, 7, 24, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
05/08/1999 - Present
Cetera Advisor Networks LLC (CONCORD CA)
CA
06/10/1998 - 04/15/1999
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
CA
09/29/1997 - 05/11/1998
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
BC
Issued 01/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/25/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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