Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Traina is a financial professional with over 30 years of experience in the securities industry. Gregory is currently registered with Enclave Capital LLC in Boca Raton, Florida. Gregory has held previous positions at several other firms including San Blas Securities LLC, Garden State Securities, Inc., and Windsor Street Capital, LP. Gregory holds several industry licenses, including Series 4, 7, 9, 10, 24, 63, 79TO, and SIE. Gregory is a valuable asset to any investment team with his extensive experience and knowledge of the securities industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
09/04/2024 - Present
Enclave Capital LLC (BOCA RATON FL)
GA
08/04/2021 - 09/03/2024
SAN BLAS SECURITIES LLC (ATLANTA GA)
NY
04/30/2018 - 08/09/2021
GARDEN STATE SECURITIES, INC. (NEW YORK NY)
NY
10/25/2011 - 04/30/2018
WINDSOR STREET CAPITAL, LP (NEW YORK NY)
NY
07/13/2009 - 11/11/2011
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
02/28/2003 - 08/13/2009
GUNNALLEN FINANCIAL, INC (NEW YORK NY)
FL
10/24/2000 - 03/11/2003
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
TX
03/08/2002 - 10/11/2002
RICHMARK CAPITAL CORPORATION (IRVING TX)
NY
04/29/1999 - 10/26/2000
SHARPE CAPITAL, INC. (NEW YORK NY)
NY
09/28/1998 - 01/04/1999
GILFORD SECURITIES INCORPORATED (NEW YORK NY)
NY
11/27/1990 - 09/22/1998
WHALE SECURITIES CO., L.P. (NEW YORK NY)
CO
11/18/1986 - 11/24/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
BC
Issued 11/24/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2002
Series 4 - Registered Options Principal Examination
BC
Issued 04/04/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/25/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/13/1987
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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