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Gregory Richard Roenfeldt

AON Securities LLC

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About Gregory Richard Roenfeldt

Gregory Richard Roenfeldt is a financial professional with over 15 years of experience in the industry. Gregory is currently registered with Aon Securities LLC and is located in Chicago, IL. Gregory's previous experience includes roles at GRV Securities LLC, Roth Capital Partners, LLC, Advanced Equities, Inc., and Scudder Distributors, Inc. Gregory holds a variety of licenses and certifications including Series 6, 7, 24, 63 and 65. Gregory has expertise in investment company products, variable contracts, general securities and investment advisory services. Gregory's current firm, Aon Securities LLC, offers financial advisory services to corporations, individuals, and institutions.

Firm Information

Gregory Roenfeldt is currently registered with AON Securities LLC. AON Securities LLC is a Limited Liability Company registered with the SEC and in 52 states. The firm, which was formed in 2018, provides fairness opinions, and has 11 registered representatives. Their main office is located in Chicago, Illinois.
AON Securities LLC

200 EAST RANDOLPH STREET

CHICAGO, IL 60601

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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fairness opinions

Fairness opinions

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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Gregory Roenfeldt’s Registration & Firm History

IL

09/06/2018 - Present

AON Securities LLC (CHICAGO IL)

IL

01/15/2015 - 08/08/2018

GRV SECURITIES LLC (CHICAGO IL)

IL

01/17/2013 - 06/10/2014

ROTH CAPITAL PARTNERS, LLC (CHICAGO IL)

IL

08/18/2006 - 11/20/2012

ADVANCED EQUITIES, INC. (CHICAGO IL)

IL

12/04/2001 - 12/31/2005

SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)

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Licenses & Designations

IA

Issued 06/08/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/06/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/24/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/16/2006

Series 7 - General Securities Representative Examination

BC

Issued 12/03/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gregory Richard Roenfeldt.
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