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Gregory Richard Petrone

Alliance-ONE Investments, LLC

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About Gregory Richard Petrone

Gregory Petrone is a financial advisor associated with Alliance-ONE Investments, LLC in Tulsa, Oklahoma. Gregory has been in the financial services industry since August 28, 2002, and holds the Series 66, SIE and Series 7 licenses. Gregory has also been previously employed by firms including MetLife Investors Distribution Company, MetLife Securities, Inc, New England Securities, TIAA-CREF Individual & Institutional Services, LLC, BANC of America Investment Services, Inc. and Quick & Reilly, Inc.

Firm Information

Gregory Petrone is currently registered with Alliance-ONE Investments, LLC. Alliance-ONE Investments, LLC is a Limited Liability Company formed on October 20, 2016. The firm is registered with the SEC and has one approved registration.

Not reported

Assets Under Management

Not reported

Total Clients

428

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregory Petrone’s Registration & Firm History

OK

08/11/2017 - Present

Alliance-ONE Investments, LLC (Tulsa OK)

NC

01/06/2014 - 08/11/2017

METLIFE INVESTORS DISTRIBUTION COMPANY (CHARLOTTE NC)

NC

02/27/2014 - 06/30/2016

METLIFE SECURITIES, INC (CHARLOTTE NC)

NC

02/27/2014 - 01/02/2015

NEW ENGLAND SECURITIES (CHARLOTTE NC)

NC

12/03/2005 - 04/24/2012

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)

MA

10/20/2004 - 11/02/2005

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

NY

11/16/2000 - 10/20/2004

QUICK & REILLY, INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 04/30/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gregory Richard Petrone.
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