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Gregory Richard Paul

BNP Paribas Securities Corp.

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About Gregory Richard Paul

Gregory Richard Paul is a financial advisor with BNP Paribas Securities Corp. Gregory has over 30 years of experience in the industry. Gregory is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 24, Series 63, Series 79TO and SIE licenses. Gregory is also registered as a securities agent in 52 states and the District of Columbia. Gregory has been with BNP Paribas Securities Corp. since 2005. Previously, Gregory was employed by Deutsche Bank Securities Inc. and BT Alex. Brown Incorporated.

Firm Information

Gregory Paul is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregory Paul’s Registration & Firm History

CA

04/05/2005 - Present

BNP Paribas Securities Corp. (SAN FRANCISCO CA)

NY

06/14/1999 - 02/09/2005

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

MD

10/25/1989 - 06/14/1999

BT ALEX. BROWN INCORPORATED (BALTIMORE MD)

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Licenses & Designations

BC

Issued 04/18/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/13/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/21/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Gregory Richard Paul.
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