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Gregory Richard Carley

Nationwide Investment Services Corp.

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About Gregory Richard Carley

Gregory Carley has been in the financial services industry since 2011. Gregory is currently registered with Nationwide Investment Services Corp. Gregory is a Series 6, 7, and 63 licensed professional. Gregory has prior experience working with Nationwide Securities, LLC. Gregory is currently registered in Ohio, North Carolina and South Carolina.

Firm Information

Gregory Carley is currently registered with Nationwide Investment Services Corp.. Nationwide Investment Services Corp. is a corporation formed in 1974 and is approved to operate in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has a history of 4 disclosures related to regulatory events and 1 related to arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

1,204

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregory Carley’s Registration & Firm History

OH

01/13/2015 - Present

Nationwide Investment Services Corp. (COLUMBUS OH)

OH

08/20/2013 - 01/20/2015

NATIONWIDE SECURITIES, LLC (COLUMBUS OH)

OH

11/24/2011 - 09/10/2013

NATIONWIDE INVESTMENT SERVICES CORPORATION (DUBLIN OH)

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Licenses & Designations

BC

Issued 03/10/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2014

Series 7 - General Securities Representative Examination

BC

Issued 11/23/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gregory Richard Carley.
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