Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Richard Bates is a financial professional with over 10 years of experience in the financial services industry. Gregory is currently registered with The Leaders Group, Inc. in Littleton, CO. Gregory holds Series 6 and SIE licenses and is registered in New York. Gregory is dedicated to providing comprehensive financial advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
01/22/2013 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NY
12/11/2012 - 12/31/2012
ING FINANCIAL PARTNERS, INC. (ELMIRA NY)
BC
Issued 02/22/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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