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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Hicks is a financial advisor with over 15 years of experience in the financial services industry. Gregory is currently registered with Cambridge Investment Research Advisors, Inc. and Duncan Financial Planning Advisors. Gregory has a wide range of experience in the industry and has held previous roles at Vertical Capital Securities, LLC, Fidelity Brokerage Services LLC, and Ameriprise Advisor Services, Inc.. Gregory holds Series 7, Series 24, and Series 63 securities licenses as well as a Series 65 investment advisor license. Gregory offers a variety of services to clients, including financial planning, portfolio management for individuals and businesses, pension consulting, and market timing services. Gregory is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
UT
02/11/2019 - Present
Cambridge Investment Research Advisors, Inc. (Murray UT)
CA
10/24/2012 - 05/19/2015
VERTICAL CAPITAL SECURITIES, LLC (IRVINE CA)
UT
12/09/2010 - 10/10/2012
FIDELITY BROKERAGE SERVICES LLC (AMERICAN FORK UT)
UT
11/23/2004 - 12/15/2008
AMERIPRISE ADVISOR SERVICES, INC. (SALT LAKE CITY UT)
IA
Issued 03/08/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/23/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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