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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Capozzi is a financial advisor with over 30 years of experience in the industry. Gregory currently works with MML Investors Services, LLC, a large firm with over 7,000 employees. He is registered to provide investment advice in a number of states, including New York, Connecticut, Florida, Massachusetts, and New Jersey. Gregory has a broad range of certifications and has passed the Series 3, 4, 7, 24, 52TO, 53 and 63 exams, as well as the SIE and Series 65. Gregory offers a variety of services to clients, including financial planning, portfolio management, asset allocation programs, and pension consulting. He is also a registered representative of MassMutual Life Insurance Company. Gregory is a member of The Windmill Group, Inc., and is a youth baseball umpire.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CT
01/03/2025 - Present
MML Investors Services, LLC (STAMFORD CT)
IA
Issued 11/23/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2022
Series 24 - General Securities Principal Examination
BC
Issued 05/03/1994
Series 4 - Registered Options Principal Examination
BC
Issued 03/14/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1993
Series 7 - General Securities Representative Examination
BC
Issued 10/09/1989
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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