Unclaimed
Gregory R. Trinks is a financial advisor with Janus Henderson Distributors US LLC. Gregory has been in the industry since 1999 and holds licenses for securities and investment advisory services in California and Colorado. Gregory is also a registered principal and has passed a wide range of industry exams, including Series 3, 4, 7, 10, 24, 52TO, 53, 63, and 66. Prior to joining Janus Henderson, Gregory worked at UBS Financial Services Inc. and Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
06/22/2023 - Present
Janus Henderson Distributors US LLC (DENVER CO)
NJ
07/15/2002 - 05/24/2023
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
10/08/1999 - 07/12/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 05/25/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/08/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/28/2014
Series 4 - Registered Options Principal Examination
BC
Issued 04/12/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/28/2005
Series 24 - General Securities Principal Examination
BC
Issued 06/22/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2014
Series 3 - National Commodity Futures Examination
BC
Issued 10/07/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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