Unclaimed
Gregory Pujia is a financial advisor with over 25 years of experience in the industry. Gregory is currently registered with FS Investment Solutions, LLC. Gregory is also registered in 17 states and has licenses for Series 6, 7 and 63 securities exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
11/26/2019 - Present
FS Investment Solutions, LLC (PHILADELPHIA PA)
TX
11/12/2018 - 05/31/2019
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
NJ
12/19/2017 - 11/01/2018
NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)
IL
05/07/2012 - 02/24/2017
FIRST TRUST PORTFOLIOS L.P. (WHEATON IL)
NY
05/24/2011 - 06/21/2012
BLACKROCK INVESTMENTS, LLC (NEW YORK NY)
TX
06/01/2010 - 05/04/2011
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
TX
03/02/2006 - 06/01/2010
VAN KAMPEN FUNDS INC. (HOUSTON TX)
NY
11/27/2002 - 03/02/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
WI
12/18/2000 - 11/15/2001
STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)
NJ
12/23/1997 - 01/04/2001
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
PA
07/22/1993 - 11/18/1997
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
IA
Issued 03/16/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/07/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2003
Series 7 - General Securities Representative Examination
BC
Issued 06/23/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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