Unclaimed
Gregory Poole Miller is a financial advisor who has been in the industry since 1998. Gregory is currently registered with Seaport Global Securities LLC. Previous firms where Gregory was registered include Truist Securities, Inc. and Canaccord Genuity Inc. Gregory is licensed in all 50 states and holds Series 7, 63, 86 and 87 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
07/08/2024 - Present
Seaport Global Securities LLC (Costa Mesa CA)
TN
06/13/2016 - 01/31/2023
TRUIST SECURITIES, INC. (NASHVILLE TN)
NY
03/27/2012 - 11/30/2015
CANACCORD GENUITY INC. (NEW YORK NY)
NY
07/31/2009 - 09/27/2012
CANACCORD GENUITY SECURITIES LLC (NEW YORK NY)
CT
06/12/2006 - 12/31/2008
DEUTSCHE BANK SECURITIES INC. (GREENWICH CT)
CT
01/11/2006 - 05/26/2006
CRT CAPITAL GROUP LLC (STAMFORD CT)
NY
01/13/2003 - 12/02/2005
FULCRUM GLOBAL PARTNERS LLC (NEW YORK NY)
CT
04/30/2001 - 04/22/2002
ABN AMRO INCORPORATED (STAMFORD CT)
NY
03/17/2000 - 04/30/2001
ING BARINGS LLC (NEW YORK NY)
NY
07/22/1997 - 03/24/2000
JEFFERIES & COMPANY, INC. (NEW YORK NY)
IL
09/18/1996 - 07/08/1997
RODMAN & RENSHAW INC. (CHICAGO IL)
NY
01/04/1995 - 08/30/1996
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 08/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 03/07/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/03/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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