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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Duckworth is a financial advisor with Morgan Stanley and has been in the financial services industry since April 24, 1980. Gregory has experience in providing investment advice to a wide range of clients, including individuals, high-net-worth individuals, corporations, and charitable organizations. Gregory has held previous positions at UBS Financial Services Inc., Citigroup Global Markets Inc., Wells Fargo Clearing Services, LLC, and Lehman Brothers Inc. Gregory holds the Series 3, 7, 9, 10, 63, and 65 licenses and has obtained the SIE designation. Gregory's main office is located in Charlotte, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NC
04/20/2023 - Present
Morgan Stanley (Charlotte NC)
NC
09/28/2012 - 04/25/2023
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
01/05/2007 - 10/08/2012
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
NC
07/31/1993 - 01/18/2007
CITIGROUP GLOBAL MARKETS INC. (CHARLOTTE NC)
NY
06/10/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NJ
06/17/1987 - 06/14/1991
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
04/25/1980 - 07/09/1987
WHEAT, FIRST SECURITIES, INC.
IA
Issued 09/05/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/11/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/05/1983
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/1983
Series 3 - National Commodity Futures Examination
BC
Issued 04/19/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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