Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Phillips is a financial advisor with over 29 years of experience in the industry. Gregory is currently registered with Prudential Investment Management Services LLC and has been with the firm since 3/16/2023. Previously, Gregory worked at T. Rowe Price Investment Services, Inc. and Ridgeworth Distributors LLC. Gregory is licensed in 51 states and holds the Series 3, SIE, 7, 6, 63, 65, and 24 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
03/16/2023 - Present
Prudential Investment Management Services LLC (NEWARK NJ)
GA
10/04/2012 - 02/28/2023
T. ROWE PRICE INVESTMENT SERVICES, INC. (Alpharetta GA)
GA
08/20/2008 - 08/22/2012
RIDGEWORTH DISTRIBUTORS LLC (ATLANTA GA)
GA
09/29/2005 - 08/20/2008
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
MD
02/27/2002 - 09/02/2005
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
IL
10/19/2001 - 02/07/2002
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
NY
10/28/1999 - 10/19/2001
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
GA
01/01/1999 - 10/07/1999
INVESCO SERVICES, INC. (ATLANTA GA)
TX
07/06/1996 - 01/01/1999
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
NY
05/10/1994 - 12/11/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
04/26/1993 - 12/22/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 05/10/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2012
Series 24 - General Securities Principal Examination
BC
Issued 03/02/2020
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/1994
Series 7 - General Securities Representative Examination
BC
Issued 04/23/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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