Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Phillip Malec is a financial advisor at Raymond James & Associates, Inc. Gregory has been in the financial services industry since March 1, 1989. Gregory has experience in providing financial advice to individuals, businesses, and institutions. Gregory holds the Series 7, 8, 9, 10, 24, 27, 63, and 65 licenses, as well as the SIE exam certification. Raymond James & Associates, Inc. provides financial planning, investment management, and other services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
06/03/2022 - Present
Raymond James & Associates, Inc. (BIRMINGHAM MI)
MI
08/02/2010 - 10/09/2020
RAYMOND JAMES & ASSOCIATES, INC. (SOUTHFIELD MI)
MN
10/05/2009 - 11/05/2009
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MI
01/20/1988 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (DETROIT MI)
IA
Issued 04/14/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/18/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2022
Series 27 - Financial and Operations Principal Examination
BC
Issued 03/13/2022
Series 24 - General Securities Principal Examination
BC
Issued 03/13/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/13/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/13/2022
Series 4 - Registered Options Principal Examination
BC
Issued 10/21/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 03/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/13/2022
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Gregory Malec is the right advisor for you? Invested Better is here to help.
