Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Phillips is an experienced financial advisor with over 28 years in the industry. Gregory currently works at Consolidated Planning Corp., and previously worked at Raymond James & Associates, Inc., Girard Securities, Inc., and VSR Financial Services, Inc. Gregory has expertise in various financial areas and holds several licenses, including the Series 66, Series 63, Series 4, Series 9, Series 10, Series 24, Series 31, and Series 7. Gregory is a Registered Representative and Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Third-party advisory fees
1
2
GA
11/27/2023 - Present
Consolidated Planning Corp. (ATLANTA GA)
FL
08/01/2016 - 08/15/2019
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
CA
05/14/2015 - 07/21/2016
GIRARD SECURITIES, INC. (SAN DIEGO CA)
KS
05/14/2015 - 07/21/2016
VSR FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
CA
02/10/2015 - 07/21/2016
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
CO
02/10/2015 - 07/21/2016
CETERA ADVISORS LLC (GREENWOOD VILLAGE CO)
IL
02/10/2015 - 07/21/2016
CETERA FINANCIAL SPECIALISTS LLC (SCHAUMBURG IL)
MN
02/10/2015 - 07/21/2016
CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)
CA
02/10/2015 - 07/21/2016
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
MA
02/10/2015 - 07/21/2016
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
FL
02/10/2015 - 07/21/2016
LEGEND EQUITIES CORPORATION (PALM BEACH GARDENS FL)
FL
02/10/2015 - 07/21/2016
SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)
GA
11/19/2013 - 12/31/2015
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
FL
06/25/2012 - 10/10/2013
THRIVENT INVESTMENT MANAGEMENT INC. (BELLEAIR BLUFFS FL)
FL
07/23/2009 - 02/27/2012
COMMONWEALTH CAPITAL SECURITIES CORP. (CLEARWATER FL)
FL
01/04/1999 - 10/20/2008
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST PETERSBURG FL)
FL
08/06/1993 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
BOTH
Issued 04/26/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/24/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/2017
Series 4 - Registered Options Principal Examination
BC
Issued 11/29/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/26/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/04/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2017
Series 31 - Futures Managed Funds Examination
BC
Issued 08/05/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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