Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Paul Otto is a financial advisor who has been in the industry since 1998. Gregory is currently registered with Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC in Missouri and Virginia. Gregory has held previous positions with A. G. EDWARDS & SONS, INC., EDWARD JONES, EQ FINANCIAL CONSULTANTS, INC., and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES. Gregory holds the following licenses: Series 6, 7, 9, 10, 24, 52TO, 53, 63, 66, 87 and SIE. Gregory's areas of specialization include securities, mutual funds, variable annuities, life insurance, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
08/23/2019 - Present
Wells Fargo Advisors Financial Network, LLC (ST. LOUIS MO)
MO
08/20/2002 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MO
06/18/1998 - 05/01/2002
EDWARD JONES (ST. LOUIS MO)
NY
08/26/1996 - 11/06/1996
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
08/26/1996 - 11/06/1996
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 08/08/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/21/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/22/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/23/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2016
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/15/1998
Series 7 - General Securities Representative Examination
BC
Issued 08/23/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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