Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Morris is a financial professional with over 30 years of experience in the industry. Gregory has a strong background in investment banking, municipal securities, and operations. Gregory is currently registered with Aon Securities LLC and holds Series 7, 24, 27, 52, 79, 99, and SIE licenses. Previously, Gregory worked at BMO Capital Markets Corp., BMO Capital Markets GKST Inc., and M&I Distributors LLC. Gregory is dedicated to providing clients with high-quality financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Fairness opinions
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
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2
IL
01/15/2016 - Present
AON Securities LLC (CHICAGO IL)
IL
11/01/2003 - 01/06/2016
BMO CAPITAL MARKETS CORP. (CHICAGO IL)
MN
01/08/2013 - 10/20/2015
BMO CAPITAL MARKETS GKST INC. (MINNEAPOLIS MN)
IL
10/21/2013 - 12/24/2013
M&I DISTRIBUTORS LLC (CHICAGO IL)
IL
09/19/2013 - 12/23/2013
BMO HARRIS FINANCIAL ADVISORS, INC. (CHICAGO IL)
IL
01/22/2008 - 01/15/2009
HARRIS INVESTOR SERVICES, INC. (CHICAGO IL)
IL
05/11/1996 - 11/01/2003
HARRIS NESBITT CORP. (CHICAGO IL)
NY
05/21/1990 - 05/21/1996
FUJI SECURITIES INC. (NEW YORK NY)
BC
Issued 05/06/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/20/2005
Series 24 - General Securities Principal Examination
BC
Issued 05/18/1990
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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