Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Holmes is an active financial advisor with Western International Securities, Inc. based in Woodland Hills, CA. Gregory has been in the industry since July 1988 and has experience with a range of financial services. Gregory has been registered with Western International Securities, Inc. since December 2017 and previously held positions with Ameriprise Financial Services, Inc., Morgan Stanley Smith Barney, and Morgan Stanley & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
12/04/2017 - Present
Western International Securities, Inc. (Woodland Hills CA)
CA
04/16/2010 - 12/08/2017
AMERIPRISE FINANCIAL SERVICES, INC. (WOODLAND HILLS CA)
CA
06/01/2009 - 04/19/2010
MORGAN STANLEY SMITH BARNEY (VALENCIA CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (VALENCIA CA)
CA
04/13/2006 - 04/02/2007
MORGAN STANLEY DW INC. (VALENCIA CA)
CA
07/31/1993 - 04/24/2006
CITIGROUP GLOBAL MARKETS INC. (GLENDALE CA)
NY
07/20/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 03/02/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/1988
Series 3 - National Commodity Futures Examination
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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