Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Farrall is a financial advisor with LPL Financial LLC. Gregory is also registered as an Investment Advisor Representative in the state of Indiana. Gregory's professional experience in the financial industry spans over 17 years. Gregory has passed multiple securities exams, including Series 63, 65, 7, and SIE. Gregory has held previous positions with First Allied Securities, Inc., and FFP Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IN
06/22/2010 - Present
LPL Financial LLC (VALPARAISO IN)
IN
05/30/2008 - 06/23/2010
FIRST ALLIED SECURITIES, INC. (CHESTERTON IN)
IN
02/24/2006 - 05/30/2008
FFP SECURITIES, INC. (VALPARAISO IN)
IA
Issued 03/27/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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