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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Paul Arthur is a financial advisor at Ameriprise Financial Services, LLC. Gregory has been in the financial industry since December 1994 and has a wide range of experience. Gregory has earned a number of licenses and registrations, including Series 7, Series 10, Series 24, Series 63, and Series 65. Gregory holds both Broker-Dealer and Investment Advisor registrations. Gregory's firm, Ameriprise Financial Services, LLC, has a total of over $479 Billion in assets under management. Ameriprise Financial Services, LLC, specializes in portfolio management for individuals and businesses, financial planning, educational seminars, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
01/17/2014 - Present
Ameriprise Financial Services, LLC (Charlotte NC)
MN
12/02/1994 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 01/18/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/04/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/19/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/20/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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