Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Patrick Klingler is a financial advisor registered with Cape Investment Advisory, Inc. Gregory Klingler has been in the industry since September 12, 2003 and holds Series 7, 24, 52TO, 53 and 66 licenses. Gregory Klingler has previous experience at Broker Dealer Financial Services Corp., Financial West Group, Morgan Peabody, Inc., FSC Securities Corporation, AXA Advisors, LLC, PartnerVest Securities, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
MD
10/29/2024 - Present
Cape Investment Advisory, Inc. (HANOVER MD)
MD
07/15/2009 - 04/06/2010
BROKER DEALER FINANCIAL SERVICES CORP. (MILLERSVILLE MD)
CA
10/27/2008 - 06/26/2009
FINANCIAL WEST GROUP (NORTHRIDGE CA)
CA
07/12/2007 - 10/29/2008
MORGAN PEABODY, INC. (SHERMAN OAKS CA)
CA
12/15/2004 - 07/12/2007
FSC SECURITIES CORPORATION (WOODLAND HILLS CA)
NY
08/25/2003 - 12/09/2004
AXA ADVISORS, LLC (NEW YORK NY)
CA
11/23/2004 - 12/06/2004
PARTNERVEST SECURITIES, INC. (SANTA BARBARA CA)
MN
06/16/2003 - 06/20/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/16/2003 - 06/20/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 05/02/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/18/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/24/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/05/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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