Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Brez is a financial advisor who has been working in the industry since 1987. Gregory has a strong background in the financial industry, having worked with A. G. Edwards & Sons, Inc. and Brown & Company Securities Corporation before joining Wells Fargo Clearing Services, LLC. Gregory is registered with the Financial Industry Regulatory Authority (FINRA) as a general securities representative and holds the Series 7, 9, 10, 31, and 63 licenses. Gregory is also a Certified Financial Planner (CFP) and offers financial planning, investment consulting services to institutional clients, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
12/01/2016 - Present
Wells Fargo Clearing Services, LLC (PRINCETON NJ)
NJ
04/19/1991 - 01/03/2008
A. G. EDWARDS & SONS, INC. (PRINCETON NJ)
MA
09/24/1986 - 06/12/1990
BROWN & COMPANY SECURITIES CORPORATION (BOSTON MA)
BC
Issued 11/10/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/13/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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