Unclaimed
Gregory Ewing is a financial advisor with over 27 years of experience in the financial services industry. Gregory is currently registered with Morgan Stanley in Alpharetta, GA. Gregory is a highly experienced advisor with registrations in 53 states for broker-dealer activities and 2 states for investment advisor activities. Gregory has also worked for E*TRADE Securities LLC in Alpharetta, GA and J.P. Turner & Company, L.L.C. in Atlanta, GA. Gregory is a Series 63, 66, 3, 7, and 55 licensed advisor who also holds the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
09/05/2023 - Present
Morgan Stanley (Alpharetta GA)
GA
04/26/2016 - 09/05/2023
E*TRADE SECURITIES LLC (Alpharetta GA)
GA
05/23/2011 - 12/01/2015
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
GA
03/06/2006 - 08/12/2008
E*TRADE SECURITIES LLC (ATLANTA GA)
MN
10/08/1999 - 08/23/2005
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (MINNEAPOLIS MN)
NY
03/02/1998 - 11/19/1999
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
04/22/1996 - 03/02/1998
DAIN RAUSCHER INCORPORATED
MN
09/02/1993 - 03/06/1996
NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)
NA
03/04/1992 - 05/12/1993
DAIN BOSWORTH INCORPORATED
BOTH
Issued 08/31/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/24/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/02/2010
Series 3 - National Commodity Futures Examination
BC
Issued 12/16/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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