Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Norman has been in the financial services industry since 1999. Currently, Gregory Norman is registered with Cuso Financial Services, LP in California. Gregory Norman previously worked at LPL FINANCIAL LLC, CUNA BROKERAGE SERVICES, INC., CETERA ADVISOR NETWORKS LLC, FIDELITY BROKERAGE SERVICES LLC, FINANCIAL NETWORK INVESTMENT CORPORATION, WM FINANCIAL SERVICES, INC., BANCWEST INVESTMENT SERVICES, INC., A. G. EDWARDS & SONS, INC., and PFS INVESTMENTS INC.. Gregory Norman holds Series 6, 7, 63, and 65 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/28/2022 - Present
Cuso Financial Services, LP (Fullerton CA)
CA
05/18/2022 - 06/29/2022
LPL FINANCIAL LLC (ARCADIA CA)
CA
05/19/2016 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (Torrance CA)
CA
08/01/2005 - 05/09/2016
CETERA ADVISOR NETWORKS LLC (GARDENA CA)
RI
04/25/2005 - 06/09/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
CA
12/15/2004 - 04/07/2005
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
CA
12/03/2004 - 12/10/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NE
11/12/2003 - 11/17/2004
BANCWEST INVESTMENT SERVICES, INC. (OMAHA NE)
MO
10/09/2000 - 10/22/2003
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
CA
01/18/2000 - 10/11/2000
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
GA
09/28/1998 - 01/26/2000
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 02/04/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/26/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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