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Gregory Nolan

Fidelity Brokerage Services LLC

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About Gregory Nolan

Gregory Nolan is a financial advisor with over 30 years of experience in the industry. Gregory is currently registered with Fidelity Brokerage Services LLC and National Financial Services LLC. Gregory has previously worked for PERSHING LLC, National Financial Services LLC, Legg Mason Wood Walker, Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Gregory holds Series 7, Series 24, and Series 63 licenses and the SIE exam. Gregory is registered to conduct business in Massachusetts.

Firm Information

Gregory Nolan is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregory Nolan’s Registration & Firm History

MA

11/29/2021 - Present

Fidelity Brokerage Services LLC (BOSTON MA)

MA

01/12/2004 - 07/01/2014

PERSHING LLC (QUINCY MA)

MA

04/01/1993 - 01/23/2002

NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)

MD

04/10/1992 - 03/02/1993

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

NY

11/21/1989 - 04/22/1992

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/13/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/23/2004

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Gregory Nolan.
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