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Gregory Nicholas Mestanas

Northern Trust Securities, Inc.

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About Gregory Nicholas Mestanas

Gregory Mestanas is a financial advisor with over 28 years of experience in the industry. Gregory is currently registered with Northern Trust Securities, Inc., and is located in North Palm Beach, Florida. Gregory holds Series 7, 24, and 63 licenses. In the past, Gregory has worked with Citigroup Global Markets Inc., Hilliard Farber & Co., Inc., Hilliard Farber Securities Corp., Merrill Lynch Government Securities Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Deutsche Bank Securities Inc., Goldman, Sachs & Co., UBS Securities Inc., and Kidder, Peabody & Co. Incorporated. Gregory specializes in portfolio management for individuals, businesses, and pooled investment vehicles.

Firm Information

Gregory Mestanas is currently registered with Northern Trust Securities, Inc.. Northern Trust Securities, Inc. is a corporation headquartered in Chicago, IL, formed in 1979. The firm provides portfolio management services for individuals, businesses, and pooled investment vehicles. They also offer selection of other advisers. Northern Trust Securities, Inc. is registered with the SEC and in 53 states. They manage approximately $1,026,259,255 in regulatory assets.
Northern Trust Securities, Inc.

333 S. WABASH AVENUE

CHICAGO, IL 60604

$1.03B

Assets Under Management

2,110

Total Clients

282

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Gregory Mestanas’s Registration & Firm History

FL

07/16/2014 - Present

Northern Trust Securities, Inc. (NORTH PALM BEACH FL)

NY

02/25/2010 - 01/16/2014

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NJ

11/12/2008 - 02/22/2010

HILLIARD FARBER & CO., INC. (JERSEY CITY NJ)

NY

11/12/2008 - 02/22/2010

HILLIARD FARBER SECURITIES CORP. (NEW YORK NY)

NY

10/07/2005 - 12/04/2007

MERRILL LYNCH GOVERNMENT SECURITIES INC. (NEW YORK NY)

NY

07/12/2004 - 12/04/2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

12/09/2002 - 05/24/2004

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

10/09/1995 - 07/23/2002

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

01/10/1995 - 04/10/1995

UBS SECURITIES INC. (NEW YORK NY)

NY

01/04/1993 - 01/17/1995

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

NA

07/25/1987 - 09/24/1988

MERRILL LYNCH GOVERNMENT SECURITIES INC. ("MLGSI")

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Licenses & Designations

BC

Issued 10/18/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/29/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/28/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gregory Nicholas Mestanas.
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