Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Phillips is an investment advisor representative at Northwestern Mutual Investment Services, LLC in Albany, New York. Gregory has over 25 years of experience in the financial services industry. Gregory holds a Series 66, Series 7 and SIE license. Gregory is registered to provide investment advisory services in California, Massachusetts, Michigan, Montana, New Jersey, New York, North Carolina, North Dakota, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
04/08/2021 - Present
Northwestern Mutual Investment Services, LLC (Albany NY)
NY
04/22/2017 - 03/30/2021
INFINEX INVESTMENTS, INC. (Scotia NY)
BOTH
Issued 09/29/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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