Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Neil Mayes is a financial advisor at LPL Financial LLC. Gregory has been in the financial services industry since 2005. Gregory has been registered with LPL Financial LLC since 2013. Gregory has previously been employed by SunTrust Investment Services, Inc., CETERA ADVISORS LLC, BB&T INVESTMENT SERVICES, INC., WRP INVESTMENTS, INC., INVEST FINANCIAL CORPORATION, NATCITY INVESTMENTS, INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Gregory has a series 7, SIE and 66 licenses. Gregory is registered to offer investment advisory services in Florida, Georgia, Illinois, Louisiana, Maryland, Michigan, Missouri, North Carolina, Ohio, South Carolina, Tennessee, Texas, Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
04/19/2018 - Present
LPL Financial LLC (QUINCY FL)
FL
09/26/2014 - 03/12/2018
SUNTRUST INVESTMENT SERVICES, INC. (TALLAHASSEE FL)
FL
04/12/2013 - 10/01/2014
LPL FINANCIAL LLC (BLOUNTSTOWN FL)
FL
06/05/2012 - 04/19/2013
CETERA ADVISORS LLC (TALLAHASSEE FL)
FL
08/20/2008 - 02/24/2012
BB&T INVESTMENT SERVICES, INC. (TALLAHASSEE FL)
OH
10/18/2006 - 12/31/2007
WRP INVESTMENTS, INC. (HILLIARD OH)
OH
09/09/2005 - 07/20/2006
INVEST FINANCIAL CORPORATION (MOUNT VERNON OH)
OH
04/13/2005 - 09/02/2005
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
NY
05/14/2004 - 11/01/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 06/29/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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