Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Wallace is a financial advisor who has been in the industry since 1998. He is currently registered with Wells Fargo Clearing Services, LLC in Charlotte, NC, and has previously worked at several other firms, including Truist Investment Services, Inc. and BB&T Securities, LLC. Gregory has a wide range of experience and is able to provide financial planning services for individual and business clients. He can also offer investment consulting services for institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
06/23/2023 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NC
02/10/2023 - 04/22/2023
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
02/17/2021 - 11/18/2022
TRUIST INVESTMENT SERVICES, INC. (CHARLOTTE NC)
VA
01/02/2018 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
NC
07/18/2017 - 01/02/2018
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
08/26/2014 - 03/01/2017
PNC INVESTMENTS (CHARLOTTE NC)
NC
02/22/2012 - 07/30/2014
STERNE AGEE FINANCIAL SERVICES, INC. (KANNAPOLIS NC)
NC
05/26/2010 - 03/07/2012
SYNERGY INVESTMENT GROUP, LLC (KANNAPOLIS NC)
NC
06/13/2008 - 06/02/2010
FIFTH THIRD SECURITIES, INC. (CONCORD NC)
NC
05/28/2002 - 06/16/2008
UVEST FINANCIAL SERVICES GROUP, INC. (HARRISBURG NC)
MO
10/01/2000 - 05/20/2002
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
04/20/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
02/17/1998 - 04/19/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 09/23/2002
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/26/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/26/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 02/13/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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