linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Gregory Moccia

Farmers Financial Solutions, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Gregory? Claim Your Profile

About Gregory Moccia

Gregory Moccia is a financial advisor with Farmers Financial Solutions, LLC. Gregory joined the firm in 2018 and is registered with the state of California. Gregory has been in the financial industry since 2002 and has experience in various areas, including securities, investment company products, and variable contracts. Gregory holds the Series 63, 7, 26, and 51 licenses, and the SIE exam. Before joining Farmers Financial Solutions, LLC, Gregory worked at Mesirow Financial, Inc., BNY Mellon Capital Markets, LLC, and Pershing LLC.

Firm Information

Gregory Moccia is currently registered with Farmers Financial Solutions, LLC. Farmers Financial Solutions, LLC is a Limited Liability Company formed in December 1999. The firm is registered in all 50 U.S. states and the District of Columbia and is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

2,991

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Gregory Moccia’s Registration & Firm History

CA

07/23/2018 - Present

Farmers Financial Solutions, LLC (Westlake Village CA)

FL

03/18/2014 - 07/06/2018

MESIROW FINANCIAL, INC. (BOCA RATON FL)

FL

03/30/2012 - 02/26/2014

BNY MELLON CAPITAL MARKETS, LLC (BOCA RATON FL)

FL

03/03/2010 - 04/03/2012

PERSHING LLC (BOCA RATON FL)

CA

07/20/2000 - 09/09/2008

COUNTRYWIDE SECURITIES CORPORATION (CALABASAS CA)

Not sure if Gregory Moccia is right for you?

Licenses & Designations

BC

Issued 08/09/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/11/2021

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 08/23/2018

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/19/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gregory Moccia.
Not sure if Gregory Moccia is right for you?