Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Swindells is an investment advisor representative with Northwestern Mutual Investment Services, LLC. Gregory has been in the securities industry since 2003. Gregory holds Series 6, 7, 26, 63 and 65 licenses and is registered in 23 states. The advisor is located in Radnor, Pennsylvania, and has worked for several organizations. In addition to his role at Northwestern Mutual Investment Services, LLC, Gregory also owns 50% of Diddy & Swindy, LLC, a legal entity that was formed in 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
PA
09/09/2011 - Present
Northwestern Mutual Investment Services, LLC (RADNOR PA)
IA
Issued 09/06/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/30/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2017
Series 7 - General Securities Representative Examination
BC
Issued 09/11/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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