Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Michael Smith is a financial advisor with over 15 years of experience in the industry. Gregory is a Registered Representative and Investment Advisor Representative, holding a Series 7, Series 9, Series 10, and Series 66 licenses. Gregory also holds a SIE license. He is registered with Raymond James Financial Services Advisors, Inc. and is based in Newberry, FL. Gregory is a Certified Financial Planner and specializes in providing financial planning, portfolio management, and investment advisory services to individuals, businesses, and retirement plans. Gregory has a proven track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
04/16/2024 - Present
Raymond James Financial Services Advisors, Inc. (Newberry FL)
FL
12/12/2008 - 01/09/2018
EDWARD JONES (NEWBERRY FL)
BOTH
Issued 01/02/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/23/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/20/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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