Unclaimed
Gregory Michael Schramm is a financial advisor based in Boston, MA. He has over 25 years of experience in the financial services industry. Gregory has held positions at several prominent firms, including Citigroup Global Markets Inc. and J.P. Morgan Securities Inc. Gregory is currently registered with Deutsche Bank Securities Inc. and holds a Series 63, Series 7 and Series 6 license. He is also a registered representative in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
MA
07/16/2014 - Present
Deutsche Bank Securities Inc. (BOSTON MA)
MA
07/23/2003 - 07/25/2014
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
NY
06/07/2002 - 06/17/2003
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
09/27/1999 - 05/09/2002
DRESDNER KLEINWORT WASSERSTEIN SECURITIES LLC (NEW YORK NY)
RI
02/14/1997 - 08/20/1997
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
MA
11/01/1996 - 02/06/1997
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
MA
08/23/1994 - 11/01/1996
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
BC
Issued 08/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/22/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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