Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Pollack is a financial advisor with over 27 years of experience in the financial services industry. Gregory is a CERTIFIED FINANCIAL PLANNER™ professional and holds FINRA Series 7, 9, 10, 24, 63, and 66 licenses. He has been registered with LPL Financial LLC since February 2023 and previously worked with Cambridge Investment Research, Inc. and Valmark Securities, Inc. Gregory specializes in portfolio management for individuals and businesses, and provides financial planning and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
02/23/2023 - Present
LPL Financial LLC (BEND OR)
OR
02/16/2010 - 03/13/2023
CAMBRIDGE INVESTMENT RESEARCH, INC. (BEND OR)
OR
06/23/2008 - 12/31/2009
VALMARK SECURITIES, INC. (BEND OR)
GA
09/07/2000 - 04/04/2008
AXA ADVISORS, LLC (ALPHARETTA GA)
NE
02/18/1998 - 08/04/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
MN
03/23/1995 - 02/09/1998
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
BOTH
Issued 11/01/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/05/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/15/2000
Series 24 - General Securities Principal Examination
BC
Issued 03/10/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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