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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Michael Hollingsworth is a financial advisor registered with Prospera Financial Services, Inc.. Gregory Hollingsworth has been in the financial industry for 41 years and has been a registered representative since December 1979. Gregory Michael Hollingsworth holds multiple industry licenses including Series 4, 7, 24, 52TO, 53, 55, 57TO, 63, 65, 99TO and SIE. Gregory Michael Hollingsworth is registered in 11 states including Alabama, California, Colorado, Florida, Illinois, Louisiana, Maryland, Michigan, Mississippi, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
LA
12/06/2021 - Present
Prospera Financial Services, Inc. (Metairie LA)
LA
10/02/1990 - 12/03/2021
DORSEY & COMPANY, INC. (NEW ORLEANS LA)
NA
03/31/1986 - 04/03/1990
MARQUIS INVESTMENTS, L.L.C.
NA
09/22/1983 - 02/13/1984
SECURITY PACIFIC BROKERS, INC.
NA
07/07/1982 - 12/28/1983
FINANCIAL CLEARING & SERVICES CORPORATION
NA
12/26/1979 - 03/23/1982
KIDDER, PEABODY & CO. INCORPORATED
IA
Issued 05/28/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/18/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 09/08/1992
Series 24 - General Securities Principal Examination
BC
Issued 09/25/1986
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/15/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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