Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Fratianni is a financial advisor registered with UBS Securities LLC. Gregory has been working in the financial services industry since 1999. Gregory is registered in New Jersey. Gregory was previously registered with UBS Financial Services Inc., UBS Financial Services Incorporated of Puerto Rico, NYLIFE Securities LLC, Park Avenue Securities LLC, Belle Haven Investments, L.P., and Royal Alliance Associates, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/21/2022 - Present
UBS Securities LLC (NEW YORK NY)
NJ
01/17/2014 - 09/21/2022
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
PR
04/12/2021 - 08/28/2021
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (HATO REY PR)
NY
09/16/2004 - 12/10/2012
NYLIFE SECURITIES LLC (SLEEPY HOLLOW NY)
NY
03/29/2001 - 08/02/2004
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
04/26/1999 - 02/23/2001
BELLE HAVEN INVESTMENTS, L.P. (RYE BROOK NY)
AZ
02/06/1998 - 05/05/1999
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
BC
Issued 03/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/26/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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