linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Gregory Michael Casey

Britehorn Securities

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Gregory? Claim Your Profile

About Gregory Michael Casey

Gregory Michael Casey is a financial advisor in Denver, Colorado and has been in the industry since May 1985. Gregory Casey is currently registered with Britehorn Securities and holds the Series 63, Series 7 and SIE exams. In the past, Gregory Casey has also been registered with firms such as Hocking Capital, LLC, John Hancock Distributors LLC, Walsh Partners Capital Corporation, Fleet Securities, Inc., Pacific American Securities, LLC, PMK Securities & Research, Inc., Portsmouth Financial Services, Syndicated Capital, Inc., Phoenix Equity Planning Corporation, ALPS Mutual Funds Services, Inc., H.C. Wainwright & Co., Inc., PaineWebber Incorporated, Dean Witter Reynolds Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Gregory Casey is currently registered with Britehorn Securities. Britehorn Securities is a Limited Liability Company formed in 2013. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. Britehorn Securities is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Gregory Casey’s Registration & Firm History

CO

05/17/2016 - Present

Britehorn Securities (DENVER CO)

CA

07/21/2015 - 03/01/2016

HOCKING CAPITAL, LLC (SAN FRANCISCO CA)

MA

11/01/2007 - 03/20/2015

JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)

MA

03/08/2005 - 10/05/2007

WALSH PARTNERS CAPITAL CORPORATION (READING MA)

TX

05/24/2002 - 05/20/2003

FLEET SECURITIES, INC. (DALLAS TX)

CA

01/29/2002 - 05/22/2002

PACIFIC AMERICAN SECURITIES, LLC (SAN DIEGO CA)

FL

08/31/1999 - 12/31/2001

PMK SECURITIES & RESEARCH, INC. (DELRAY BEACH FL)

CA

06/26/1998 - 04/30/1999

PORTSMOUTH FINANCIAL SERVICES (SAN FRANCISCO CA)

CA

03/19/1997 - 05/01/1998

SYNDICATED CAPITAL, INC. (DIAMOND BAR CA)

CT

01/02/1996 - 03/11/1996

PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)

CO

01/17/1995 - 01/02/1996

ALPS MUTUAL FUNDS SERVICES, INC. (DENVER CO)

NY

01/02/1991 - 10/03/1994

H.C. WAINWRIGHT & CO., INC. (NEW YORK NY)

NJ

01/21/1988 - 11/08/1990

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NA

01/24/1983 - 12/21/1987

DEAN WITTER REYNOLDS INC.

NA

11/24/1980 - 02/07/1983

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Not sure if Gregory Michael Casey is right for you?

Licenses & Designations

BC

Issued 11/10/1980

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/1980

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Gregory Michael Casey. Review regulatory record here.
Not sure if Gregory Michael Casey is right for you?