Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Ancona is a financial professional with over 20 years of experience in the financial services industry. Gregory has been associated with C&C Trading LLC since 2005. Prior to that, Gregory was associated with Charlton Specialist Partners LLC and Smith Barney Inc. Gregory holds the Series 7, Series 63, and Series 57TO securities licenses and has successfully passed the Securities Industry Essentials (SIE) exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
10/17/2005 - Present
C&C Trading LLC (Greenwich CT)
NY
09/16/2003 - 10/07/2005
CHARLTON SPECIALIST PARTNERS LLC (NEW YORK NY)
NY
02/05/1998 - 04/17/1998
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 01/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
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