Unclaimed
Gregory Mcneill Carnes is a financial advisor at Charles Schwab & Co., Inc. located in West Hartford, CT. Gregory has been in the financial industry since July 2013. Gregory has passed the Series 6, Series 7, and Series 63 exams. The advisor holds a Series 65 license and is registered to offer investment advisory services in Connecticut and Massachusetts. The advisor is also registered to offer securities services in Connecticut, Massachusetts, and Nevada. Gregory has previously worked at Fidelity Brokerage Services LLC, Cambridge Investment Research, Inc., and John Hancock Distributors LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CT
03/14/2024 - Present
Charles Schwab & CO., Inc. (West Hartford CT)
CT
01/11/2023 - 02/29/2024
FIDELITY BROKERAGE SERVICES LLC (WEST HARTFORD CT)
MA
01/06/2022 - 11/09/2022
CAMBRIDGE INVESTMENT RESEARCH, INC. (Worcester MA)
MA
03/20/2014 - 01/06/2022
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
CT
01/31/2012 - 12/03/2012
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
IA
Issued 01/31/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/30/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2014
Series 7 - General Securities Representative Examination
BC
Issued 01/30/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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