Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory McCabe is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Gregory has been in the industry since 2001. Gregory has passed the Series 6, 7, and 63 exams, as well as the SIE exam. Gregory is registered with the states of New Jersey, New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/14/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
06/02/2010 - 11/04/2011
INVESCO DISTRIBUTORS, INC. (NEW YORK NY)
NY
06/29/2009 - 06/08/2010
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NJ
06/01/2009 - 06/19/2009
MORGAN STANLEY SMITH BARNEY (JERSEY CITY NJ)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NJ
02/21/2006 - 04/02/2007
MORGAN STANLEY DW INC. (JERSEY CITY NJ)
MO
12/11/2001 - 09/01/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
IA
Issued 09/15/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2003
Series 7 - General Securities Representative Examination
BC
Issued 12/08/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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