Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Matthews has been in the financial industry since 1997. Gregory currently works at Liquidnet, Inc. as a registered representative with the firm since May 2022. Gregory is also a registered principal with the firm. Gregory is licensed in New York, and holds Series 7, 24, 55, 57TO and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/31/2022 - Present
Liquidnet, Inc. (NEW YORK NY)
NY
02/04/2004 - 06/01/2020
LIQUIDNET, INC. (NEW YORK NY)
NY
08/01/2000 - 10/22/2003
INSTINET CORPORATION (NEW YORK NY)
NY
03/28/2000 - 08/01/2000
INSTINET CORPORATION (NEW YORK NY)
NY
04/23/1997 - 07/02/1999
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
01/01/1997 - 04/07/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 02/02/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/30/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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