Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Seaman is a financial professional with over 15 years of experience in the securities industry. Gregory is currently registered with Needham & Company, LLC, and is licensed in 22 states. Previously, Gregory has worked at Jefferies LLC, Bedrok Securities LLC and LPL Financial Corporation. Gregory is a Series 7, Series 55, Series 57TO and Series 63 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
NY
06/24/2016 - Present
Needham & Company, LLC (NEW YORK NY)
NY
05/15/2014 - 05/31/2016
JEFFERIES LLC (NEW YORK NY)
NY
09/14/2009 - 05/13/2014
BEDROK SECURITIES LLC (RYE NY)
CT
09/05/2008 - 12/22/2009
LPL FINANCIAL CORPORATION (NEW CANAAN CT)
BC
Issued 10/09/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/04/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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