Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Cassista is a licensed investment advisor with experience in the financial services industry. Gregory has held previous positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Chase Investment Services Corp., and Ameriprise Financial Services, Inc. Currently, Gregory is registered with Bofa Securities, Inc. in Florham Park, NJ. Gregory has demonstrated expertise in financial products and services, holding the Series 66, Series 7TO, Series SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NJ
05/29/2022 - Present
Bofa Securities, Inc. (FLORHAM PARK NJ)
NC
06/30/2020 - 06/01/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WILMINGTON NC)
CT
02/15/2010 - 06/08/2011
CHASE INVESTMENT SERVICES CORP. (FAIRFIELD CT)
CT
07/03/2007 - 11/26/2008
AMERIPRISE FINANCIAL SERVICES, INC. (GROTON CT)
CT
03/19/2007 - 05/11/2007
AMERIPRISE FINANCIAL SERVICES, INC. (WOODBRIDGE CT)
BOTH
Issued 07/29/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/30/2020
Series 7TO - General Securities Representative Examination
BC
Issued 05/27/2020
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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