Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Brown is a financial professional with over 20 years of experience in the industry. Gregory currently holds registrations with Fidelity Brokerage Services LLC and National Financial Services LLC. Gregory's background includes roles at several financial institutions, including Putnam Retail Management Limited Partnership. Gregory has a wide range of experience in the industry, including investment company products, variable contracts, securities, and options.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
07/10/2013 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
09/09/2009 - 06/20/2013
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
04/17/2007 - 08/28/2009
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
RI
09/25/2001 - 12/06/2006
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
MA
08/26/1999 - 04/17/2001
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
BC
Issued 04/01/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/08/2010
Series 24 - General Securities Principal Examination
BC
Issued 11/09/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/28/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2001
Series 7 - General Securities Representative Examination
BC
Issued 09/22/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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